Risk and Compliance

Epsilon’s governance, risk and compliance services help clients tackle the broad issues of corporate governance, enterprise risk management, and effective corporate compliance, while offering specialized assistance in key areas such as AML and regulatory compliance, Due Diligence, risk management and fraud risk management. We can help organizations identify, remediate, monitor, exploit and manage risks in addition to coordinating the utilization of people, process and technology to improve governance, risk and compliance effectiveness and help manage costs.

Our Service Offerings include:

Designing and Implementing Policies & Procedures

  • Set Minimum Standards by conducting gap assessment of AML Policies and Procedures to identify possible risk and regulatory compliance exposure
  • Design compliance strategy, infrastructure and risk models to ensure adherence to regulatory requirements and international best practice
  • Implement Procedures by establishing controls that need to be in place to ensure successful policy roll out and provide ongoing assurance

Screening and Transaction Monitoring

  • Develop Transaction Monitoring Control and Governance Framework
  • Develop an effective transaction monitoring scenario tuning methodology
  • Conduct a gap analysis of the red flags generated through transaction monitoring
  • Assurance of the existing Transaction Monitoring System and the End to End process

Regulatory Compliance Programme

  • Develop and establish a regulatory compliance unit
  • Conduct risk assessments across the organisation to identify vulnerabilities to regulatory risk
  • Develop a compliance monitoring plan to help organisations respond to and monitor regulatory risks in their organisations

Anti Bribery and Corruption Compliance Reviews

  • Foreign Corrupt Practices Act (FCPA) compliance
  • Office of Foreign Assets Control (OFAC) consulting
  • Third-Party Due Diligence
  • Anti-Bribery Monitoring